知识与资讯
专业词汇
 
银行业监管词汇
发布时间:2011-7-22 15:49:00||  点击:2797次||  文章分类:专业词汇||  发布人:翻译家(Fanyijia.com)


上海银监局 CBRC Shanghai Office
租赁公司 leasing company
财务公司 finance company
银行业金融机构 banking institutions
(金融机构)设立、变更、终止和业务活动 establishment, changes, termination and business
任职资格审查 fit-and-proper test
股份制银行 joint-stock bank
非银行金融机构 non-bank financial institution (NBFI)
资产管理公司 asset management company
邮政储蓄机构 postal saving institution
政策性银行 policy bank
衍生产品 derivative
新资本协议 New Capital Accord (Basel)
风险为本监管框架 risk-based supervisory approach
风险评估 risk assessment
持续监管 continuous supervision
市场准入和退出 market entry and exit
非现场监测 off-site surveillance/review
现场检查 on-site examination
三方联席会议(银行业金融机构+外聘审计师+监管机构) tripartite meeting
审慎监管会议 (监管机构+被监管机构高层) prudential meeting
外聘审计师 external auditor
风险评级体系 risk rating system
CAMELS评级方法(资本充足、资产质量、管理能力、盈利水平、流动性、对市场风险的敏感度) CAMELS Rating System(capital adequacy, asset quality, management, earnings, liquidity and sensitivity to market risk)

ROCA评级方法(风险管理、营运控制、合规、资产质景) ROCA Rating (risk management, operational controls, compliance and asset quality)

SOSA评级方法(母行支持度评估) SOSA Rating (Strength of Support Assessment)
母行 parent bank
合规风险 compliance risk
原始凭证 original certificate
(报表)真实性和准确性 authenticity and accuracy
拨备充足性 adequacy of provisions
年度审计 annual audits
审慎监管标准 prudential standards
(外聘审计师对银行金融机构的)管理建议书 management letter (recommendations and findings)
监事会 supervisory board/board of supervisors
标杆 benchmark


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